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PART 1024—RULES FOR MUTUAL FUNDS

Subpart A—Definitions

Section
1024.100

Definitions

Subpart B—Programs

Section
1024.200

General
1024.210

Anti-money laundering programs for mutual funds
1024.220

Customer identification programs for mutual funds

Subpart C—Reports Required to Be Made by Mutual Funds

Section
1024.300

General
1024.310

Reports of transactions in currency
1024.311

Filing obligations
1024.312

Identification required
1024.313

Aggregation
1024.314

Structured transactions
1024.315

Exemptions
1024.320

Reports by mutual funds of suspicious transactions

Subpart D—Records Required to Be Maintained by Mutual Funds

Section
1024.400

General
1024.410

Recordkeeping

Subpart E—Special Information Sharing Procedures to Deter Money Laundering and Terrorist Activity

Section
1024.500

General
1024.520

Special information sharing procedures to deter money laundering and terrorist activity for mutual funds
1024.530

[Reserved]
1024.540

Voluntary information sharing among financial institutions

Subpart F—Special Standards of Diligence; Prohibitions; and Special Measures for Mutual Funds

Section
1024.600

General
1024.610

Due diligence programs for correspondent accounts for foreign financial institutions
1024.620

Due diligence programs for private banking accounts
1024.630

Prohibition on correspondent accounts for foreign shell banks; records concerning owners of foreign banks and agents for service of legal process
1024.640

[Reserved]
1024.670

[Reserved]

AUTHORITY: 12 U.S.C. 1829b and 1951-1959; 31 U.S.C. 5311-5314 and 5316-5332; title III, section 314, Pub. L. 107-56, 115 Stat. 307; section 701, Pub. L. 114-74, 129 Stat. 599.

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