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  3. Regulation U Credit by Banks and Persons Other Than Brokers or Dealers for the Purpose of Purchasing or Carrying Margin Stock

Regulation U
Credit by Banks and Persons Other Than Brokers or Dealers for the Purpose of Purchasing or Carrying Margin Stock

12 CFR 221; as revised effective April 1, 1998
  • Section
  • Authority, purpose, and scope
  • Definitions
  • General requirements
  • Employee stock option, purchase, and ownership plans
  • Special-purpose loans to brokers and dealers
  • Exempted transactions
  • Supplement: Maximum loan value of margin stock and other collateral
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