PART 1010—GENERAL PROVISIONS

Subpart A—General Definitions

Section
1010.100

General definitions

Subpart B—Programs

Section
1010.200

General
1010.205

Exempted anti-money laundering programs for certain financial institutions
1010.210

Anti-money laundering programs
1010.220

Customer identification program requirements
1010.230

Beneficial ownership requirements for legal entity customers

Appendix A to section 1010.230—Certification regarding beneficial owners of legal entity customers

Subpart C—Reports Required to Be Made

Section
1010.300

General
1010.301

Determination by the Secretary
1010.305

[Reserved]
1010.306

Filing of reports
1010.310

Reports of transactions in currency
1010.311

Filing obligations for reports of transactions in currency
1010.312

Identification required
1010.313

Aggregation
1010.314

Structured transactions
1010.315

Exemptions for non-bank financial institutions
1010.320

Reports of suspicious transactions
1010.330

Reports relating to currency in excess of $10,000 received in a trade or business
1010.331

Reports relating to currency in excess of $10,000 received as bail by court clerks
1010.340

Reports of transportation of currency or monetary instruments
1010.350

Reports of foreign financial accounts
1010.360

Reports of transactions with foreign financial agencies
1010.370

Reports of certain domestic transactions
1010.380

Reports of beneficial ownership information

Subpart D—Records Required to Be Maintained

Section
1010.400

General
1010.401

Determination by the Secretary
1010.405

[Reserved]
1010.410

Records to be made and retained by financial institutions
1010.415

Purchases of bank checks and drafts, cashier’s checks, money orders and traveler’s checks
1010.420

Records to be made and retained by persons having financial interests in foreign financial accounts
1010.430

Nature of records and retention period
1010.440

Person outside the United States

Subpart E—Special Information Sharing Procedures to Deter Money Laundering and Terrorist Activity

Section
1010.500

General
1010.505

Definitions
1010.520

Information sharing between government agencies and financial institutions
1010.530

[Reserved]
1010.540

Voluntary information sharing among financial institutions

Subpart F—Special Standards of Diligence; Prohibitions; and Special Measures

Section
1010.600

General

Special Due Diligence for Correspondent Accounts and Private Banking Accounts

Section
1010.605

Definitions
1010.610

Due diligence programs for correspondent accounts for foreign financial institutions
1010.620

Due diligence programs for private banking accounts
1010.630

Prohibition on correspondent accounts for foreign shell banks; records concerning owners of foreign banks and agents for service of legal process
1010.640

[Reserved]

Special Measures under Section 311 of the USA Patriot Act and Law Enforcement Access to Foreign Bank Records

Section
1010.651

Special measures against Burma
1010.652

[Removed]
1010.653

Special measures against Commercial Bank of Syria
1010.654

[Removed]
1010.655

[Removed]
1010.658

Special measures against FBME Bank, Ltd.
1010.659

Special measures against North Korea
1010.660

Special measures against Bank of Dandong
1010.661

Special measures against Iran
1010.663

Special measures regarding Al-Huda Bank
1010.670

Summons or subpoena of foreign bank records; termination of correspondent relationship

Subpart G—Administrative Rulings

Section
1010.710

Scope
1010.711

Submitting requests
1010.712

Nonconforming requests
1010.713

Oral communications
1010.714

Withdrawing requests
1010.715

Issuing rulings
1010.716

Modifying or rescinding rulings
1010.717

Disclosing information

Subpart H—Enforcement; Penalties; and Forfeiture

Section
1010.810

Enforcement
1010.820

Civil penalty
1010.821

Penalty adjustment and table
1010.830

Forfeiture of currency or monetary instruments
1010.840

Criminal penalty
1010.850

Enforcement authority with respect to transportation of currency or monetary instruments

Subpart I—Summons

Section
1010.911

General
1010.912

Persons who may issue summons
1010.913

Contents of summons
1010.914

Service of summons
1010.915

Examination of witnesses and records
1010.916

Enforcement of summons
1010.917

Payment of expenses

Subpart J—Miscellaneous

Section
1010.920

Access to records
1010.930

Rewards for informants
1010.940

Photographic or other reproductions of government obligations
1010.950

Availability of information—general
1010.955

Availability of beneficial ownership information reported under this part
1010.960

Disclosure
1010.970

Exceptions, exemptions, and reports
1010.980

Dollars as including foreign currency

AUTHORITY: 12 U.S.C. 1829b and 1951–1959; 31 U.S.C. 5311–5314, 5316–5336; title III, section 314, Pub. L. 107–56, 115 Stat. 307; section 2006, Pub. L. 114–41, 129 Stat. 458–459; section 701, Pub. L. 114–74, 129 Stat. 599; and section 6403, Pub. L. 116–283, 134 Stat. 3388.