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Regulation NN
Retail Foreign Exchange Transactions

12 CFR 240; effective May 13, 2013
  • Section
  • Authority, purpose, and scope
  • Definitions
  • Prohibited transactions
  • Notification
  • Application and closing out of offsetting long and short positions
  • Disclosure
  • Recordkeeping
  • Capital requirements
  • Margin requirements
  • Required reporting to customers
  • Unlawful representations
  • Authorization to trade
  • Trading and operational standards
  • Supervision
  • Notice of transfers
  • Customer dispute resolution
  • Reservation of authority
AUTHORITY: 7 U.S.C. 2(c)(2)(E), 12 U.S.C. 248, 321-338, 1813(q), 1818, 1844(b), 3106a, 3108.
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