(a) This section applies, according
to the provisions thereof, to hearings required by section 553 or
554 of this title to be conducted in accordance with this section.
(b) There shall preside at the taking of evidence—
(1) the agency;
(2) one or more members of
the body which comprises the agency; or
(3) one or more administrative law judges appointed under
section 3105 of this title.
This subchapter
does not supersede the conduct of specified classes of proceedings,
in whole or in part, by or before boards or other employees specially
provided for by or designated under statute. The functions of presiding
employees and of employees participating in decisions in accordance
with section 557 of this title shall be conducted in an impartial
manner. A presiding or participating employee may at any time disqualify
himself. On the filing in good faith of a timely and sufficient affidavit
of personal bias or other disqualification of a presiding or participating
employee, the agency shall determine the matter as a part of the record
and decision in the case.
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(c) Subject to
published rules of the agency and within its powers, employees presiding
at hearings may—
(1) administer oaths and affirmations;
(2) issue subpenas authorized
by law;
(3) rule on
offers of proof and receive relevant evidence;
(4) take depositions or have depositions
taken when the ends of justice would be served;
(5) regulate the course of the hearing;
(6) hold conferences for
the settlement or simplification of the issues by consent of the parties
or by the use of alternative means of dispute resolution as provided
in subchapter IV of this chapter;
(7) inform the parties as to the availability
of one or more alternative means of dispute resolution, and encourage
use of such methods;
(8) require the attendance at any conference held pursuant to paragraph
(6) of at least one representative of each party who has authority
to negotiate concerning resolution of issues in controversy;
(9) dispose of procedural
requests or similar matters;
(10) make or recommend decisions in accordance
with section 557 of this title; and
(11) take other action authorized by agency
rule consistent with this subchapter.
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(d) Except as otherwise provided by statute, the proponent of a rule
or order has the burden of proof. Any oral or documentary evidence
may be received, but the agency as a matter of policy shall provide
for the exclusion of irrelevant, immaterial, or unduly repetitious
evidence. A sanction may not be imposed or rule or order issued except
on consideration of the whole record or those parts thereof cited
by a party and supported by and in accordance with the reliable, probative,
and substantial evidence. The agency may, to the extent consistent
with the interests of justice and the policy of the underlying statutes
administered by the agency, consider a violation of section 557(d)
of this title sufficient grounds for a decision adverse to a party
who has knowingly committed such violation or knowingly caused such
violation to occur. A party is entitled to present his case or defense
by oral or documentary evidence, to submit rebuttal evidence, and
to conduct such cross-examination as may be required for a full and
true disclosure of the facts. In rule making or determining claims
for money or benefits or applications for initial licenses an agency
may, when a party will not be prejudiced thereby, adopt procedures
for the submission of all or part of the evidence in written form.
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(e) The transcript of testimony and exhibits, together
with all papers and requests filed in the proceeding, constitutes
the exclusive record for decision in accordance with section 557 of
this title and, on payment of lawfully prescribed costs, shall be
made available to the parties. When an agency decision rests on official
notice of a material fact not appearing in the evidence in the record,
a party is entitled, on timely request, to an opportunity to show
the contrary.
[5 USC 556. As amended by acts of Sept. 13, 1976 (90 Stat. 1247);
March 27, 1978 (92 Stat. 183); and Nov. 15, 1990 (104 Stat. 2737).]