PART 1026—RULES FOR FUTURES COMMISSION MERCHANTS AND INTRODUCING BROKERS IN COMMODITIES

Subpart A—Definitions

Section
1026.100

Definitions

Subpart B—Programs

Section
1026.200

General
1026.210

Anti-money laundering program requirements for futures commission merchants and introducing brokers in commodities
1026.220

Customer identification programs for futures commission merchants and introducing brokers

Subpart C—Reports Required to Be Made by Futures Commission Merchants and Introducing Brokers in Commodities

Section
1026.300

General
1026.310

Reports of transactions in currency
1026.311

Filing obligations
1026.312

Identification required
1026.313

Aggregation
1026.314

Structured transactions
1026.315

Exemptions
1026.320

Reports by futures commission merchants and introducing brokers in commodities of suspicious transactions

Subpart D—Records Required to Be Maintained by Futures Commission Merchants and Introducing Brokers in Commodities

Section
1026.400

General
1026.410
Recordkeeping

Subpart E—Special Information Sharing Procedures to Deter Money Laundering and Terrorist Activity

Section
1026.500

General
1026.520
Special information sharing procedures to deter money laundering and terrorist activity for futures commission merchants and introducing brokers in commodities
1026.530

[Reserved]
1026.540

Voluntary information sharing among financial institutions

Subpart F—Special Standards of Diligence; Prohibitions; and Special Measures for Futures Commission Merchants and Introducing Brokers in Commodities

Section
1026.600

General
1026.610

Due diligence programs for correspondent accounts for foreign financial institutions
1026.620

Due diligence programs for private banking accounts
1026.630

Prohibition on correspondent accounts for foreign shell banks; records concerning owners of foreign banks and agents for service of legal process
1026.640
[Reserved]
1026.670

Summons or subpoena of foreign bank records; termination of correspondent relationship

AUTHORITY: 12 U.S.C. 1829b and 1951-1959; 31 U.S.C. 5311-5314 and 5316-5332; title III, section 314, Pub. L. 107-56, 115 Stat. 307; section 701, Pub. L. 114-74, 129 Stat. 599.