Unless otherwise specified, for purposes
of this subpart:
(a) Board means the Board of Governors
of the Federal Reserve System.
(b) Dodd-Frank Act means
the Dodd-Frank Wall Street Reform and Consumer Protection Act.
(c) Foreign bank has the same meaning as in section 211.21(n)
of the Board’s Regulation K (12 CFR 211.21(n)).
(d) Major
security-based swap participant has the same meaning as in section
3(a)(67) of the Securities Exchange Act of 1934 (15 U.S.C. 78c(a)(67))
and as implemented in rules and orders issued by the Securities and
Exchange Commission.
(e) Major swap participant has
the same meaning as in section 1a(33) of the Commodity Exchange Act
(7 U.S.C. 1a(33)) and as implemented in rules and orders issued by
the Commodity Futures Trading Commission.
(f) Security-based
swap has the same meaning as in section 3(a)(68) of the Securities
Exchange Act of 1934 (15 U.S.C. 78c(a)(68)) and as implemented in
rules and orders issued by the Securities and Exchange Commission.
(g) Security-based swap dealer has the same meaning as
in section 3(a)(71) of the Securities Exchange Act of 1934 (15 U.S.C.
78c(a)(71)) and as implemented in rules and orders issued by the Securities
and Exchange Commission.
(h) Swap dealer has the same
meaning as in section 1a(49) of the Commodity Exchange Act (7 U.S.C.
1a(49)) and as implemented in rules and orders issued by the Commodity
Futures Trading Commission.
(i) Swaps entity means a
person that is registered as a swap dealer, security-based swap dealer,
major swap participant, or major security-based swap participant under
the Commodity Exchange Act or Securities Exchange Act of 1934, other
than an insured depository institution that is registered as a major
swap participant or major security-based swap participant.
